Regulatory Actions
Here you will find public disclousure on the majority of NFA regulatory actions filed against its members.
38 Search results for YEAR=2009, 2008, RULE=C.R.2-2(a), C.R.2-29(a)(1), Hide MRAs
Pages 1 2
DECISION IN DISCIPLINARY CASES
July 13, 2009
Global Trading Center LLC (Kaye Simone White-Webster)
NFA Case Number: 08BCC00026
June 1, 2009
Coastline Trading Group LLC, Michael W. Greenberg and Michael P. Melikian
NFA Case Number: 08BCC00033
May 14, 2009
Lake Shore Asset Management Limited
NFA Case Number: 09BCC00004
May 1, 2009
Global Trading Center LLC (Ricardo Garcia, Jr.)
NFA Case Number: 08BCC00026
March 27, 2009
Last Atlantis Capital Management LLC and Irwin M. Berger
NFA Case Number: 08BCC00028
March 23, 2009
Universal Commodity Corp. et al.
NFA Case Number: 07BCC00047
March 19, 2009
American Atlantic Financial Corp., John Menoutis and Thaddeus Nathaniel
NFA Case Number: 07BCC00012
February 18, 2009
Trendex Commodity Corp. and Thomas Paul Wayne
NFA Case Number: 08BCC00025
February 11, 2009
Magma Fund Advisors Ltd. and Desmond M. Muthemba
NFA Case Number: 08BCC00032
February 5, 2009
First Choice Futures and Options, Inc.
NFA Case Number: 08BCC00013
February 5, 2009
First Choice Futures and Options, Inc. (Michael M. Ghaemi)
NFA Case Number: 08BCC00013
February 5, 2009
First Choice Futures and Options, Inc. (Sheldon C. France)
NFA Case Number: 08BCC00013
February 5, 2009
First Choice Futures and Options, Inc. (Mark D. Ashton)
NFA Case Number: 08BCC00013
December 16, 2008
Meridian Commodity Corporation, Robert E. Parker, George D. Lewis
NFA Case Number: 08BCC00009
November 12, 2008
Universal Commodity Corp., et al., Comtrust Inc. and Stuart A. Mehler
NFA Case Number: 07BCC00047
October 22, 2008
The Miller Group LLC and Francis P. Miller
NFA Case Number: 08BCC00020
September 16, 2008
Nextsource Trading Corporation, et al.
NFA Case Number: 08BCC00002
September 12, 2008
Longboat Global Funds Management LLC and Robert J. Beasley
NFA Case Number: 05BCC00014
September 8, 2008
Stephen J. Shore
NFA Case Number: 07BCC00049
August 18, 2008
Meridian Commodity Corporation (James R. Burbage)
NFA Case Number: 08BCC00009
July 23, 2008
American Atlantic Financial Corp. et al.
NFA Case Number: 07BCC00012
July 14, 2008
Majestic Commodity Corporation et al. (Christopher B. Spinnler)
NFA Case Number: 07BCC00044
July 9, 2008
Sterling International Commodities (Randall McCullough)
NFA Case Number: 07BCC00021
July 9, 2008
Sterling International Commodities (Todd Marshall)
NFA Case Number: 07BCC00021
July 9, 2008
Sterling International Commodities (Stephen Miles)
NFA Case Number: 07BCC00021
July 9, 2008
Sterling International Commodities (Joshua Scott)
NFA Case Number: 07BCC00021
May 27, 2008
Jaguar Trading and Jonathan J. Berman
NFA Case Number: 07BCC00050
May 16, 2008
American National Trading Corp. (Martin K. Snow)
NFA Case Number: 06BCC00034
May 16, 2008
American National Trading Corp. (Arman Agdaian)
NFA Case Number: 06BCC00034
May 16, 2008
American National Trading Corp. (Richard I. Mata)
NFA Case Number: 06BCC00034
May 7, 2008
Ryan S. Cubiotti
NFA Case Number: 07BCC00051
May 7, 2008
Stonebridge Financial Services LLC (Adam T. Bassage)
NFA Case Number: 07BCC00036
April 10, 2008
Universal Commodity Corp. (Albert Gonzalez)
NFA Case Number: 07BCC00047
March 26, 2008
Majestic Commodity Corporation, et al.
NFA Case Number: 07BCC00044
March 12, 2008
Commercial Hedge Services Inc. and Lawrence J. Volf
NFA Case Number: 04BCC00006
February 29, 2008
American Atlantic Financial Corp. (James A. Ward)
NFA Case Number: 07BCC00012
February 22, 2008
Stonebridge Financial Services LLC and Andres Rodriguez
NFA Case Number: 07BCC00036
February 6, 2008
Universal Commodity Corp. (Frank M. Vecchio)
NFA Case Number: 07BCC00047
Benjamin Kerpe Benjamin Kerpe Benjamin Kerpe
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